Where can I get clarity on the rights & obligations of FYERS, Authorized Person (AP) /Sub-brokers and clients for stock exchanges?
Understanding the roles and responsibilities of all parties involved in trading is essential for a smooth and compliant investing experience. FYERS, along with its Authorized Persons (APs) and clients, follow rights and obligations outlined by SEBI and stock exchanges.
Overview of Rights & Obligations
- Clients: Clients must ensure accurate KYC, maintain margin obligations, stay informed about trading rules, and comply with exchange regulations.
- Authorized Persons (APs): APs act as intermediaries between FYERS and clients, and are responsible for client onboarding, providing platform access, and assisting in grievance redressal.
- FYERS (Trading Member): FYERS ensures compliance with SEBI rules, maintains systems for fair trade execution, and secures client funds and data.
How to Access the Complete Document
You can find the full official document listing the rights and obligations by visiting our Rights & Obligations for Stock Exchanges resource. It provides comprehensive guidelines issued by SEBI and stock exchanges.
What If...
| Scenario | What You Can Do |
|---|
| You're unsure about your obligations as a client | Read the document carefully or consult the FYERS Support Portal for clarifications. |
| You suspect non-compliance by an AP | Raise a support ticket or report to [email protected]. |
| You want to end your relationship with your AP | Submit a written request; your account will remain active with FYERS directly. |
Tip: Always refer to the latest version of SEBI and exchange-mandated documentation to stay compliant and avoid disputes.
Last updated: 18 Jun 2025
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